1.2Tradition Securities and Derivatives202342024-01-31T15:06:44Z2023100.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00American Stock ExchangeAMEX29.830.000.000.0029.830.00000.00000.00000.00000.00000.0000-17712.5135-1.2428member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.Philadelphia Stock ExchangePHLX26.340.000.000.0026.340.00000.00000.00000.00000.00000.00009411.63250.9818QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker Dealer are 20 cent per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e. A. QCC Rebates A QCC Rebate of 12 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 19 cent per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.CBOE FX NDFSCBOE18.590.000.000.0018.590.00000.00000.00000.00000.00000.0000-24630.3701-9.0406Archipelago Trading Services, Inc.ARCA8.000.000.000.008.000.00000.00000.00000.00000.00000.00000.00000.0000Pacific Stock ExchangePACX4.860.000.000.004.860.00000.00000.00000.00000.00000.0000-2159.8500-2.1796TRADEMAS INC.WALL3.960.000.000.003.960.00000.00000.00000.00000.00000.00000.00000.00002023110.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00American Stock ExchangeAMEX36.360.000.000.0036.360.00000.00000.00000.00000.00000.0000-11171.5900-0.9633member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.Philadelphia Stock ExchangePHLX23.160.000.000.0023.160.00000.00000.00000.00000.00000.00005316.79720.6049QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker Dealer are 20 cent per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e. A. QCC Rebates A QCC Rebate of 12 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 19 cent per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.CBOE FX NDFSCBOE15.590.000.000.0015.590.00000.00000.00000.00000.00000.0000-22381.2100-10.6727Archipelago Trading Services, Inc.ARCA9.290.000.000.009.290.00000.00000.00000.00000.00000.00000.00000.0000TRADITION ASIEL SECURITIES INC.TFAS3.390.000.000.003.390.00000.00000.00000.00000.00000.00000.00000.0000Pacific Stock ExchangePACX3.280.000.000.003.280.00000.00000.00000.00000.00000.0000-1760.1700-2.19702023120.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00American Stock ExchangeAMEX38.290.000.000.0038.290.00000.00000.00000.00000.00000.0000-10323.6526-0.8484member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.Philadelphia Stock ExchangePHLX19.530.000.000.0019.530.00000.00000.00000.00000.00000.000018384.83322.1315QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker Dealer are 20 cent per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e. A. QCC Rebates A QCC Rebate of 12 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30 e, when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker Dealer, or Firm order on the other side. This rebate will be 19 cent per contract in the event that a member or member organization executes greater than 1,000,000 qualifying QCC contracts in a given month.CBOE FX NDFSCBOE19.060.000.000.0019.060.00000.00000.00000.00000.00000.0000-36617.8051-11.0328Archipelago Trading Services, Inc.ARCA9.160.000.000.009.160.00000.00000.00000.00000.00000.00000.00000.0000Pacific Stock ExchangePACX3.270.000.000.003.270.00000.00000.00000.00000.00000.0000-1510.0800-2.0259TRADITION ASIEL SECURITIES INC.TFAS2.910.000.000.002.910.00000.00000.00000.00000.00000.00000.00000.0000